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Albert WH,
Hauch S, Zieglschmid V, B�cher O
Winfried H W Albert, Ph.D.
Chief Scientific & Operations Officer
Visiting Professor Med. Univ. Graz
AdnaGen AG
Ostpassage 7
D-30853 Langenhagen
Germany
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16.1 Introduction
The spreading or dissemination of cancer cells from the primary
tumour to distant parts of the body is the most important factor
affecting the disease progression and outcome in carcinoma
patients. Once distant metastases occur, cancer is usually not
curable anymore and the medical intervention is restricted to
palliative treatment. Haematogenous spread of cancer is a major
clinical challenge in oncology and has a fundamental influence on
the disease outcome.
The process of metastases formation has been referred to as a
cascade event. First, cancer cells with multiple genetic
abnormalities start to grow unregulated and lose adherence to each
other. By their ability to stimulate angiogenesis they prepare
their entry into the blood and lymph circulation. Shed cancer cells
circulate through the body until they adhere to the vascular
endothelium and eventually leave the circulation to form
metastases. In spite of important advances in diagnosis and
treatment, for instance in breast cancer, 50 % of patients with
apparently localized disease and even 30 % of patients without
lymph node involvement will develop distant metastases within 5
years. It seems likely that cancer cells disseminate soon after
onset of the disease.
The clinical staging of carcinoma patients is based on tumour
characteristics like size, invasive growth and presence of
metastases in regional lymph nodes at the time of primary surgery.
However, the stratification of patients into prognostic subgroups
based on these characteristics is too inaccurate to predict the
individual patient outcome. The early spread of metastatic cells is
easily overlooked in the traditional tumour staging. Therefore, it
has been hypothesized that the detection of disseminated tumour
cells in blood would allow an improvement in the prediction of
disease progression and outcome, because they represent a crucial
part of the process of metastases formation.
Metastases are currently diagnosed by clinical manifestations,
by in-vivo imaging technologies and by monitoring of serum tumour
markers. However, imaging methods are not able to detect very small
metastases and serum tumour markers mainly correlate to tumour mass
but miss disseminated tumour cells at the onset of metastases
formation.
It is assumed that the detection of the dissemination of cancer
cells at an early stage offers a better chance to treat the cancer
with higher efficacy and to prevent overt metastases. Furthermore,
the detection of disseminated cancer cells in blood after surgical
resection of the primary tumour followed by regular monitoring
during after-care might be of clinical value by making an earlier
prediction of relapse possible in comparison to the measurement of
serum tumour marker levels.
Growing awareness regarding the importance of disseminated
tumour cells in disease progression and recent progress in the
development of highly sensitive in-vitro methods spurred many
experimental and clinical investigations. The most recent
investigations tend to confirm the clinical importance of
disseminated cancer cells.
16.2 Methodological
Approaches
The detection of disseminated tumour cells in blood or bone
marrow requires highly sensitive and specific techniques enabling
the detection of one tumour cell amongst 106-107 nucleated
haematopoietic cells. Immunocytological and molecular nucleic acid
detection techniques like PCR or RT-PCR are the most widely used.
Each technique makes use of special characteristics of tumour cells
for their identification.
Tumour cell detection by immunochemical methods depends on the
ability of antibodies to distinguish between cells of different
tissue origin, for instance epithelial cells from nucleated
haematopoietic cells. The most widely used antigens on epithelial
cells are the cytokeratins, which are uniformly expressed in these
cells. Labelled antibodies bound to cytokeratins are then analysed
by either fluorescence microscopy, flow cytometry or often by
immunocytochemistry (ICC) with peroxidase or alkaline phosphatase
staining techniques.
16.3
Immunocytochemistry
Immunocytochemical detection of disseminated tumour cells in
bone marrow has been extensively performed and most of the clinical
data published to date have been obtained with immunocytochemical
investigations in bone marrow. The immunocytochemistry can be
combined with fluorescence in-situ hybridization (FISH) and
additional morphological analysis. However, the detection of cells
containing cytokeratins requires to make their cell membrane
permeable for the labelled antibodies, which causes cell death and,
hence, makes the discrimination between viable, apoptotic or dead
tumour cells impossible. Obviously, only viable cancer cells are
able to generate metastases.
Antibody-based detection techniques yield frequently
non-specific results, since cytokeratins are sometimes expressed in
haematopoietic cells. Antibody binding to Fc-receptor positive
cells might also lead to false positive results. Depending on the
antibody used a false positive detection rate of 1-3% can be
expected. Another shortcoming of the ICC technology is its limited
sensitivity, which allows the detection of one tumour cell amongst
105-106 mononuclear cells, which might not be sensitive enough to
detect tumour cells reliably when they are in fact present.
Immunocytological screening is labour-intensive and
time-consuming making the manual techniques too expensive to be
used in routine diagnosis. This is why successful attempts have
been made to automate these procedures.
16.4 PCR and
RT-PCR
Molecular detection technologies like PCR and RT-PCR (reverse
transcriptase PCR) are used to analyse nucleic acids for
differences between carcinoma and haematopoietic cells. These
technologies have also been used extensively in recent years for
the detection of disseminated tumour cells in bone marrow and
blood.
A major drawback of the PCR analysis is, that only a few tumour
types show characteristic genomic alterations. Mutations can only
be detected when these occur in few specified codons of a gene or
when the mutation is already known. Carcinomas, however, are
generally characterised by an enormous heterogeneity regarding a
constant mutation pattern or their expression profile, which
restricts the application of PCR analysis.
Another strategy to detect occult tumour cells is the analysis
of tissue specific mRNA, a procedure known as RT-PCR. Malignant
cells often continue to express markers that are characteristic of
or specific for the normal tissue, from which the tumour has
originated or with which the tumour shares the histotype. The
appearance of these tissue-specific mRNAs at body sites where these
transcripts are normally not present indicates tumour spread.
Because of the instability of mRNA once released by the cells, the
detection of mRNA in peripheral blood depends on the presence of
viable tumour cells.
A successful RT-PCR assay for the detection of disseminated
tumour cells in blood must meet several requirements among which
the following are the most important:
- Specificity
- Sensitivity
- Reproducibility
The assay must have enough sensitivity to enable the detection
of scarce disseminated tumour cells amongst an abundance of
nucleated blood cells. Although the number of haematogenous
disseminated tumour cells in breast cancer patients have been
reported to be in a range of 0 up to 8,000 cells per ml blood, it
is estimated that generally one tumour cell is found amongst
105-107 nucleated blood cells depending on the stage of the
disease. However, the numbers reported in the literature vary
widely most likely because of reasons as described in the
following.
The sensitivity of the assay is influenced by the expression
level of a tumour marker and by the detection method. A
prerequisite for highly sensitive tumour cell detection is a high
over-expression of the marker in cancer cells as compared to
�normal� blood cells. Furthermore, cancer is characterized by an
extensive heterogeneity regarding the DNA mutation pattern
end-expression profiles of tumour markers. It is unlikely that all
disseminated tumour cells express the same tumour markers.
Therefore it is advisable to use more than one tumour marker in a
test system to enhance the sensitivity.
Since PCR and RT-PCR allow the detection of even single
molecules the major problem in detecting disseminated tumour cells
is rather more the specificity than sensitivity. The specificity is
influenced by several factors among which contamination through
carryover, illegitimate (permissive) transcription and expression
of tumour markers by �normal� cells in the sample and reliability
are the most important.
Contamination problems can be kept in check by the inclusion of
appropriate controls in the test system.
The illegitimate transcription is the main problem. This
phenomenon is caused by the leakiness of promoters, i.e. it can be
expected that any promoter could be activated by ubiquitous
transcription factors, which leads to an estimated expression
frequency of one tumour marker gene transcript in 500-1,000
non-tumour cells. This kind of expression is called illegitimate
since the respective proteins are not formed and, therefore, are
irrelevant for cellular functions. Thus, when the sample contains a
large number of �normal� cells there might be enough �tumour�
transcripts to be detected by the sensitive RT-PCR assay. Also a
small subset of the �normal� cell population might express
tumour-associated transcripts and antigens and, hence, cause false
positive results, albeit it should be noted that false positivity
reflects only the clinical but not the analytical outcome.
A reliable test should have a good reproducibility. Therefore,
it is remarkable that in most studies on disseminated tumour cells
this was not tested for. Inferior reproducibility might be caused
by low transcript levels (low number of cells and/or low expression
of transcripts in the sample) and usually encountered at expression
levels close to the detection limit.
16.5 Improvement of
Specificity
A RT-PCR assay must be sensitive enough to detect a very small
number of tumour cells amongst an abundance of nucleated blood
cells. At the same time it has to be specific enough not to detect
illegitimate transcripts, which might yield false positive results
(see above). This causes a dilemma, as normally specificity
decreases, when sensitivity is increased, and vice versa.
Therefore, depending on the markers used special experimental
modalities like pre-analytical cell fractionation techniques, the
use of several tumour markers or a quantification of the tumour
marker transcripts have to be taken into account to ensure assay
reliability.
Pre-analytical tumour-cell enrichment techniques can be based on
tumour-cell density (differential centrifugation), on surface
antigen expression (immunosorbent, positive selection) and on the
depletion of unwanted cells (negative selection) to enrich the cell
fraction to be analysed. The sensitivity of the RT-PCR assay is
enhanced as the relation of target cells against background cells
increases. At the same time the specificity is enhanced as the
number of unwanted cells, some of which might express illegitimate
transcripts, is potentially reduced to a level beyond
detection.
Density gradient centrifugation enables tumour cell enrichment
in the mononuclear cell fraction of nucleated blood cells. However,
loss of tumour cells has been reported in density gradient
centrifugation through ficoll/Hypaque as only low tumour-cell
detection sensitivity resulted. It has been observed that tumour
cells sediment also in the granulocyte fraction. New density
gradient fractionation media, e.g. OncoQuick, have been developed
especially for the enrichment of disseminated tumour cells.
Immunosorbents enrich cell fractions by solid phase antibody
binding to cell surface antigens. The antibodies can be coupled to
small magnetic beads. The bead-cell complexes are extracted from
the cell suspension by a magnetic field force. The attached cells
are analysed afterwards. Again, because of the heterogeneous
expression of tumour cell associated antigens a carefully selected
panel of antibodies should be chosen as tumour cell recovery rates
would improve as compared to single antibody beads. Antibodies
binding to epithelial cell surface antigens like EpCAM or MUC1 are
a preferred choice. Leukocyte depletion by immunosorbents directed
against the CD45 antigen has also been tried.
Heterogeneity or absence of tumour marker expression may cause
false negative results. Therefore, it has been proposed to assess
several tumour cell markers in one blood sample to enhance the
detection sensitivity. AdnaGen AG has developed test combinations
for the detection of disseminated tumour cells by analysing several
tumour cell associated markers selected for different tumour
entities. Disseminated tumour cells are selected by a panel of
monoclonal antibodies coupled to magnetic beads (Dynal). The
enriched cell fraction is analysed in a multiplex RT-PCR for
several tumour markers. 2 tumour cells from different breast and
colorectal cancer cell lines could be detected in 5 ml blood from
healthy donors in spiking experiments. Thus, 1 tumour cell can be
reliably detected amongst an abundance of 7.5 x 106-2.5 x 107
leukocytes. When blood of cancer patients was analysed by multiplex
RT-PCR analysis, tumour cell heterogeneity regarding the expression
profile of tumour-associated markers was confirmed.
RT-PCR assays with several tumour-associated markers have also
been performed by others and were shown to be superior in
comparison to the assessment of single markers.
Specificity might also be enhanced by quantitative RT-PCR of
tumour marker transcripts setting a definite cut-off value of
tumour marker transcript numbers beyond which transcripts can be
considered to be illegitimate and above which as tumour cell
derived. Dependent on the chosen tumour marker many investigators
claim reliable tumour cell detection by real-time RT-PCR.
16.6 Discussion
New technologies for the sensitive and specific detection of
disseminated tumour cells in blood have evolved in recent years.
Amongst these RT-PCR has gained wide acceptance as a highly
sensitive method to detect disseminated tumour cells in different
body compartments like blood, bone marrow and lymph nodes. The
sample blood is of special interest since haematogenous spread is
the major route for tumour cells on their way to form metastases in
distant parts of the body.
In addition, drawing blood is less invasive than taking bone
marrow and makes sequential sampling during disease-monitoring
feasible.
Since disseminated tumour cells have a limited life span, whilst
in the blood circulation, their presence reflects active cancer
growth, shedding of tumour cells and, thus, an ongoing metastatic
process.
Different molecular tumour-associated markers have been used in
recent years with different results regarding sensitivity and
specificity. It can be anticipated that modern gene discovery
technology will provide novel markers yielding even more reliable
results. Gene expression profiling of carcinoma tissues has
resulted in the definition of a variety of genes up-regulated in
breast, colon and prostate cancer tissues, which might add to the
quality and reliability of RT-PCR assays to detect disseminated
tumour cells.
In recent studies the clinical relevance of disseminated tumour
cells in the blood of cancer patients has been highlighted whereas
some results argued against this. Reflecting on these controversial
opinions several factors have to be considered, which include:
sampling time, sampling frequency, surgical manipulation,
medication etc.
Furthermore, the detection technologies used have to be
standardised better in order to allow comparison of sensitivity and
specificity of tumour cell detection. As pointed out already, a
combination approach of pre-analytical tumour cell enrichment with
the assessment of multiple tumour markers by RT-PCR can provide a
very sensitive assay, which renders some currently used tumour
markers specific enough to detect minute quantities of disseminated
tumour cells in peripheral blood.
One can expect that the application of such an optimised and
standardised RT-PCR assay of cancer patients in follow-up studies
will provide important and valuable clinical information in the
near future. Clinically valuable information refers to several
aspects in the course of cancerous disease:
- The detection of disseminated tumour cells in blood in newly
diagnosed cancer patients might help to select patients for
neo-adjuvant or adjuvant chemotherapy.
- The reappearance of tumour cells in blood after tumour
resection might be interpreted as a reawakening tumour activity and
thus point to treatment failure at a potentially earlier time point
than would be possible with conventional aftercare.
- The reduction of disseminated tumour cells reflects the
efficacy of the chosen therapy.
Routine monitoring of cancer patients might ensue. Consequently,
the therapeutic regimen might be changed or reconsidered, which
might result in an increase of the 5-year survival rate of cancer
patients.
16.7 Conclusion
Disseminated tumour cells in blood are most likely to be
detected during tumour progression, which offers, besides a
prognostic value, also an independent means to evaluate therapeutic
efficacy and early recognition of tumour progression with higher
sensitivity as has been possible before with conventional
aftercare.
Because of the important clinical implications utmost care has
to be taken when designing a test system for the detection of
disseminated tumour cells in blood. The application of the RT-PCR
technology combined with a pre-analytical enrichment of the tumour
cells provides the required sensitivity and specificity as long as
the chosen antibodies and RNA markers are selected for high
expression in tumour cells but low expression levels in �normal�
blood cells.
The heterogeneous expression of tumour-associated antigens and
RNAs has to be accounted for by, for instance, assembling antibody
cocktails and performing a multiplex RT-PCR analysis.
The development of better controlled and standardized test
systems will help to establish this important new diagnostic tool
in the clinical routine.
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