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6.1 Summary
Between 20% and 40% of patients with diabetes
ultimately develop diabetic nephropathy, which in the US is the
most common cause of endstage renal disease requiring dialysis.
Diabetic nephropathy has several distinct phases of development and
multiple mechanisms contribute to the development of the disease
and its outcomes. This Review provides a summary of the latest
published data dealing with these mechanisms; it focuses not only
on candidate genes associated with susceptibility to diabetic
nephropathy but also on alterations in various cytokines and their
interaction with products of advanced glycation and oxidant stress.
Additionally, the interactions between fibrotic and hemodynamic
cytokines, such as transforming growth factor β1 and angiotensin
II, respectively, are discussed in the context of new information
concerning nephropathy development. We touch on the expanding
clinical data regarding markers of nephropathy, such as
microalbuminuria, and put them into context; microalbuminuria
reflects cardiovascular and not renal risk. If albuminuria levels
continue to increase over time then nephropathy is present. Lastly,
we look at advances being made to enable identification of
genetically predisposed individuals.
6.2 Introduction
Diabetic nephropathy is the most common cause of
end-stage renal disease requiring dialysis in the US (1). The
incidence of diabetic nephropathy in this country has increased
substantially over the past few years. Advanced diabetic
nephropathy is also the leading cause of glomerulosclerosis and
end-stage renal disease worldwide (2, 3). Between 20% and 40% of
patients with diabetes ultimately develop nephropathy, although the
reason why not all patients with diabetes develop this complication
is unknown.
The natural history of diabetic nephropathy
differs according to the type of diabetes and whether
microalbuminuria (defined as > 30 mg but < 300 mg albumin in
the urine per day) is present. If untreated, 80% of people who have
type 1 diabetes and microalbuminuria will progress to overt
nephropathy (i.e. proteinuria characterized by > 300 mg albumin
excreted daily), whereas only 20-40% of those with type 2 diabetes
over a period of 15 years will progress. As Nielsen et al.
(4) demonstrated more than a decade ago, a clear, early predictor
of disease progression is increasing systolic blood pressure, even
within the prehypertensive range. Among patients who have type 1
diabetes with nephropathy and hypertension, 50% will go on to
develop end-stage renal disease within a decade (5). Mortality
among dialysis patients with diabetes is 22% higher in the first
year following the initiation of dialysis and 15% higher at 5 years
than that among dialysis patients without diabetes (6).
Diabetic nephropathy has several distinct phases
of development. Functional changes occur in the nephron at the
level of the glomerulus, including glomerular hyperfiltration and
hyperperfusion, before the onset of any measurable clinical
changes. Subsequently, thickening of the glomerular basement
membrane, glomerular hypertrophy, and mesangial expansion take
place. Seminal studies by Mauer and colleagues (3) and Steinke and
colleagues (7) demonstrated that individuals with type 1 diabetes
and microalbuminuria in whom these histological alterations were
detected were destined to progress to overt nephropathy.
Microalbuminuria, however, has a variable course; its progression
to macroalbuminuria (> 300 mg per day) is unpredictable and does
not always lead to development of nephropathy (7). Moreover, the
rate of kidney function decline after the development of
nephropathy is highly variable between patients and is influenced
by additional factors, including blood pressure and glycemic
control.
Multiple mechanisms contribute to the development
and outcomes of diabetic nephropathy, such as an interaction
between hyperglycemia-induced metabolic and hemodynamic changes and
genetic predisposition, which sets the stage for kidney injury (8).
Hemodynamic factors are the activation of various vasoactive
systems, such as the renin-angiotensin-aldosterone and endothelin
systems. In response, secretion of profibrotic cytokines, such as
transforming growth factor β1 (TGF-β1), is increased and further
hemodynamic changes occur, such as increased systemic and
intraglomerular pressure. Metabolic pathway involvement, among
other features, leads to nonenzymatic glycosylation, increased
protein kinase C (PKC) activity, and abnormal polyol metabolism.
Findings from various studies support an association between
increased secretion of inflammatory molecules, such as cytokines,
growth factors and metalloproteinases, and development of diabetic
nephropathy (9). Oxidative stress also seems to play a central part
(11). Studies that have used inhibitors of the pathways involved in
genesis of diabetic nephropathy have shed light on the pathogenesis
of this condition but have not led to expansion of the therapeutic
armamentarium to halt the disease process (10). This Review is
intended for a clinical audience and we discuss pathological
changes to the glomeruli during the development of diabetic
nephropathy. Although many factors have been implicated in the
pathogenesis of diabetic nephropathy, we have focused on the
particular factors outlined above.
6.3 Hemodynamic pathways
The early signs of glomerular hyperperfusion and
hyperfiltration result from decreased resistance in both the
afferent and efferent arterioles of the glomerulus. The afferent
arteriole seems to have a greater decrease in resistance than the
efferent. Many factors have been reported to be involved in this
defective autoregulation, including prostanoids, nitric oxide,
vascular endothelial growth factor (VEGF; now formally known as
VEGF-A), TGF-β1, and the renin�angiotensin system, specifically
angiotensin II. These early hemodynamic changes facilitate albumin
leakage from the glomerular capillaries and overproduction of
mesangial cell matrix, as well as thickening of the glomerular
basement membrane and injury to podocytes (12). In addition,
increased mechanical strain resulting from these hemodynamic
changes can induce localized release of certain cytokines and
growth factors (13, 14).
The renal hemodynamic changes are mediated partly
by the actions of vasoactive hormones, such as angiotensin II and
endothelin. Glomerular hypertension and hyperfiltration contribute
to the development of diabetic nephropathy because use of
renin�angiotensin blockers preserves kidney function and
morphology. Blockade of the renin�angiotensin�aldosterone system
antagonizes the profibrotic effects of angiotensin II by reducing
its stimulation of TGF-β1 (15). Support that such profibrotic
effects underlie diabetic nephropathy has also been provided by
study of an animal model of diabetic nephropathy (16). Transient
blockade of the renin�angiotensin system (for 7 weeks) in
prediabetic rats reduced proteinuria and improved glomerular
structure. Additionally, the administration of an
angiotensin-converting-enzyme inhibitor to patients with type 1
diabetes and nephropathy lowered serum concentrations of TGF-β1
(17). A correlation exists between decreased levels of TGF-β1 in
serum and urine and renoprotection, as determined by changes in the
glomerular filtration rate over time. We discuss this effect
further in the Cytokines section.
6.4 Hyperglycemia and advanced glycosylation end
products
Hyperglycemia is a crucial factor in the
development of diabetic nephropathy because of its effects on
glomerular and mesangial cells, but alone it is not causative.
Mesangial cells are crucial for maintenance of glomerular capillary
structure and for the modulation of glomerular filtration via
smooth-muscle activity. Hyperglycemia is associated with an
increase in mesangial cell proliferation and hypertrophy, as well
as increased matrix production and basement membrane thickening.
In vitro studies have demonstrated that hyperglycemia is
associated with increased mesangial cell matrix production (18, 19)
and mesangial cell apoptosis (20, 21). Mesangial cell expansion
seems to be mediated in part by an increase in the mesangial cell
glucose concentration, since similar changes in mesangial function
can be induced in a normal glucose milieu by overexpression of
glucose transporters, such as GLUT1 and GLUT4, thereby increasing
glucose entry into the cells (19).
Hyperglycemia might also upregulate VEGF
expression in podocytes (14), which could markedly increases
vascular permeability (22, 23). Hyperglycemia, however, does not
account fully for the risk of diabetic nephropathy, as shown by
studies in which kidneys from nondiabetic donors were transplanted
into patients with diabetes and nephropathy developed irrespective
of the glucose control (24). Hyperglycemia might, therefore, be
necessary for but not sufficient to cause renal damage.
Three mechanisms have been postulated that
explain how hyperglycemia causes tissue damage: nonenzymatic
glycosylation that generates advanced glycosylation end products,
activation of PKC, and acceleration of the aldose reductase pathway
(25, 26). Oxidative stress seems to be a theme common to all three
pathways (27).
6.5 Glycosylation
Glycosylation of tissue proteins contributes to
the development of diabetic nephropathy and other microvascular
complications. In chronic hyperglycemia, some of the excess glucose
combines with free amino acids on circulating or tissue proteins.
This nonenzymatic process affects the glomerular basement membrane
and other matrix components in the glomerulus and initially leads
to formation of reversible early glycosylation end products and,
later, irreversible advanced glycosylation end products. These
advanced products can be involved in the pathogenesis of diabetic
nephropathy by altering signal transduction via alteration in the
level of soluble signals, such as cytokines, hormones and free
radicals. Circulating levels of advanced glycosylation end products
are raised in people with diabetes, particularly those with renal
insufficiency, since they are normally excreted in the urine (28).
The net effect is tissue accumulation of advanced glycosylation end
products (in part by cross-linking with collagen) that contributes
to the associated renal and microvascular complications (29).
Moreover, advanced glycosylation end products (AGE) interact with
the AGE receptor, and nitric oxide concentrations are reduced in a
dose-dependent manner (30).
6.6 Protein kinase C
Other proposed mechanisms by which hyperglycemia
promotes the development of diabetic nephropathy include activation
of PKC (31). Specifically, activation of this enzyme leads to
increased secretion of vasodilatory prostanoids, which contributes
to glomerular hyperfiltration. By activation of TGF-β1, PKC might
also increase production of extracellular matrix by mesangial cells
(32).
The mechanism by which hyperglycemia leads to PKC
activation involves de novo formation of diacylglycerol
and oxidative stress (33). PKC activation induces the activity of
mitogen-activated protein kinases (MAPK) in response to
extracellular stimuli through dual phosphorylation at conserved
threonine and tyrosine residues. The coactivation of PKC and MAPK
in the presence of high glucose concentrations indicates that these
two families of enzymes are linked (34).
6.7 Aldose reductase pathway
The polyol pathway is implicated in the
pathogenesis of diabetic nephropathy. A number of studies have
shown a decrease in urinary albumin excretion in animals
administered aldose reductase inhibitors (35), but in humans these
agents have not been studied widely and the results are
inconclusive.
6.8 Prorenin
Initial clinical studies in children and
adolescents suggest that increased plasma prorenin activity is a
risk factor for the development of diabetic nephropathy (36, 37).
The prorenin receptor in the kidney is located in the mesangium and
podocytes, and its blockade has a beneficial effect on kidneys in
animal models of diabetes. This effect is mediated by intracellular
signals that are both dependent on and independent of the
renin�angiotensin system. Prorenin binds to a specific tissue
receptor that promotes activation of p44/p42 MAPK (38).
A possible pathogenic role for prorenin in the
development of diabetic nephropathy was noted in an experimental
model of diabetes-mice with streptozotocin-induced diabetes.
Sustained prorenin-receptor blockade abolished MAPK activation and
prevented the development of nephropathy despite an unaltered
increase in angiotensin II activity (39).
If prorenin is a key player in the pathogenesis
of this disease, use of renin inhibitors for hypertension that
increase prorenin concentrations should demonstrate a harmful
effect. To date, no such adverse effects have been reported.
6.9 Cytokines
Activation of cytokines, profibrotic elements,
inflammation, and vascular growth factors such as VEGF might be
involved in the matrix accumulation that arises in diabetic
nephropathy (40-42). Although some evidence suggests that VEGF
increases permeability of the glomerular filtration barrier to
proteins (22), levels of this growth factor can be low in patients
with diabetic nephropathy. Thus, the role of VEGF in the
pathophysiology of nephropathy is unclear.
Hyperglycemia is thought to stimulate VEGF
expression and, therefore, act as a mediator of endothelial injury
in human diabetes (40, 41). Studies showed initially that in
patients with diabetic nephropathy the degree of neovascularization
was increased and correlated with expression of VEGF and
angiopoetin (43-45). Later findings, however, showed that levels of
VEGF messenger RNA were actually decreased in patients with
diabetic nephropathy (46). Evidence against the roles of VEGF and
angiopoetin demonstrates promotion of vessel leakage and reduction
in transendothelial electrical resistance; these two growth factors
have key roles in development of retinopathy and contribute to
nephropathy development in animal models.
Further evidence to support a pathogenic role for
VEGF in diabetic nephropathy is the observation that VEGF blockade
improves albuminuria in an experimental model of the disorder (41,
42). Animal studies that used a neutralizing antibody to VEGF
demonstrated the involvement of this growth factor in glomerular
hypertrophy and mesangial matrix accumulation (41, 47). High
glucose levels, TGF-β1, and angiotensin II stimulate VEGF
expression, which leads to the synthesis of endothelial nitric
oxide. This action promotes vasodilatation and hyperfiltration,
which are the early processes in diabetic nephropathy. VEGF also
stimulates the production of the α3 chain of collagen IV, an
important component of the glomerular basement membrane. Indirect
evidence suggests that increased production of this collagen chain
contributes to the thickening of the glomerular basement membrane
observed in diabetic nephropathy. In animal studies, administration
of an antibody to VEGF decreased urinary albumin excretion compared
with that in untreated diabetic controls (22).
Findings from some studies refute a causative
role for high VEGF levels in diabetic nephropathy. Instead, results
imply that low levels are harmful. Eremina et al. (48)
showed in a mouse model that VEGF is produced by podocytes and is
necessary for glomerular endothelial cell survival and
differentiation as well as for mesangial cell development and
differentiation. Gene expression of VEGF is decreased in humans
with diabetic nephropathy (49), although whether this effect is due
to podocytes loss, leading to reduced production of VEGF, has been
questioned. Baelde et al. (46) showed that VEGF messenger
RNA concentrations were decreased in the glomeruli of patients with
diabetic nephropathy and correlated with reduction in the number of
podocytes and progression of renal disease.
Hyperglycemia also increases the expression of
TGF-β1 in the glomeruli and of matrix proteins specifically
stimulated by this cytokine (42). In the glomeruli of rats with
streptozotocininduced diabetes, TGF-β1 levels are increased, and
use of a neutralizing antibody to TGF-β1 prevents renal changes of
diabetic nephropathy in these animals. In addition, connective
tissue growth factor and heat shock proteins, which are encoded by
TGF-β1-inducible genes, have fibrogenic effects on the kidneys of
patients with diabetes. However, diabetes is associated with
decreased expression of renal bone morphogenetic protein 7, which
in turn seems to counter the profibrogenic actions of TGF-β1 (17).
Evidence clearly shows that TGF-β1 contributes to the cellular
hypertrophy and increased synthesis of collagen, both of which
occur in diabetic nephropathy (17, 42, 50, 51). Further evidence
for these actions is provided by studies in which the combination
of an antibody to TGF-β1 plus an angiotensin-converting-enzyme
inhibitor normalized levels of protein in the urine of rats with
diabetic nephropathy; proteinuria was only partly resolved with the
use of an angiotensin-converting-enzyme inhibitor alone (52).
Glomerulosclerosis and tubulointerstitial injury were also improved
by the combined therapy.
The administration of hepatocyte growth factor,
which specifically blocks the profibrotic actions of TGF-β1,
ameliorates diabetic nephropathy in mice (53).
Inflammatory cytokines also contribute to the
development and progression of diabetic nephropathy, specifically
interleukin 1 (IL-1), IL-6 and IL-18 and tumor necrosis factor.
Concentrations of all these cytokines were increased in models of
diabetic nephropathy and seemed to affect the disease via multiple
mechanisms. In addition, raised levels of several of these
cytokines in serum and urine correlate with progression of
nephropathy, indicated by increased urinary albumin excretion
(54).
Each cytokines has several different effects.
IL-1 alters the expression of chemotactic factors and adhesion
molecules, alters intraglomerular hemodynamics (by affecting
mesangial cell prostaglandin synthesis), might increase vascular
endothelial cell permeability, and increases hyaluron production by
renal tubular epithelial cells (which in turn could increase
glomerular cellularity) (55). IL-6 has a strong association with
the development of glomerular basement membrane thickening as well
as possible relationships with increased endothelial permeability
and mesangial cell proliferation. IL-18 induces the production of
other inflammatory cytokines, such as IL-1, interferon γ and tumor
necrosis factor, and might be associated with endothelial cell
apoptosis. Tumor necrosis factor has the widest variety of
biological activities and effects that contribute to development of
diabetic nephropathy - too many to describe here. Importantly,
though, it causes direct renal injury as a cytotoxin, as well as
affecting apoptosis, glomerular hemodynamics, endothelial
permeability, and cell-cell adhesion. It also seems to play an
important part in the early hypertrophy and hyperfunction of
diabetic nephropathy (54, 56, 57).
6.10 Lipid mediators
Small lipids derived from arachidonic acid have
been implicated in the pathogenesis of diabetic nephropathy.
Cyclo-oxygenase 2 breaks down arachidonic acid into several
different prostanoids. In a rat model of streptozotocin-induced
diabetes, levels of inflammatory prostanoids, such as
prostaglandins E2 and I2, were raised (58). Furthermore, increased
expression of cyclooxygenase 2 has been reported in animal studies
of diabetes and in the macula densa of kidneys from humans with
diabetes (59). In diabetic rats, inhibition of cyclo-oxygenase 2 is
associated with decreased glomerular hyperfiltration (60). A more
detailed characterization of how the production of prostanoids
affects the pathogenesis of diabetic nephropathy is needed.
Arachidonic acid can also be oxidized by
lipoxygenases (61). Evidence is accumulating that some of the
products derived from the actions of lipoxygenases contribute to
diabetic nephropathy. Specifically, levels of lipoxygenases 12 and
15 are increased in diabetic animals. In addition, high glucose
levels increase expression of lipoxygenases 12 and 15 in cultured
mesangial cells. To conclude, this pathway has a key mediatory role
in the critical processes of mesangial cell hypertrophy and
extracellular matrix accumulation mediated by TGF-β1 and
angiotensin II (61).
6.11 Oxidative stress
Generally, metabolic activity within the nephron
produces a large amount of reactive oxygen species that are
counterbalanced by a large number of antioxidant enzymes and free
radical scavenging systems. Reactive oxygen species mediate many
negative biological effects, including peroxidation of cell
membrane lipids, oxidation of proteins, renal vasoconstriction and
damage to DNA. Unfortunately, hyperglycemia tips the balance
towards production of reactive oxygen species, most of which seem
to be generated in the mitochondria (62). The metabolism of glucose
through harmful alternate pathways, such as via PKC activation and
advanced glycation end-product formation, in the setting of
hyperglycemia also seems partly dependent on reactive oxygen
species (62-64).
Hyperglycemia specifically induces oxidative
stress, even before diabetes becomes clinically apparent.
Concentrations of markers of DNA damage induced by reactive oxygen
species are higher in patients with more-severe nephropathy (i.e.
proteinuria versus microalbuminuria). Furthermore, histological
analysis of human kidney biopsy specimens has detected products of
glyco-oxidation (combined products of glycation and protein
oxidation) and lipoxidation in the mesangial matrix and glomeruli,
whereas these lesions are much less common in specimens from
individuals without diabetes (64, 65).
6.12 Nephrin
Podocytes (specialized visceral epithelial cells)
are important for the maintenance of the dynamic functional barrier
(66). Nephrin, a protein found in these cells, is crucial for
maintaining the integrity of the intact filtration barrier. The
renal expression of nephrin might be impaired in diabetic
nephropathy.Patients with diabetic nephropathy have markedly
reduced renal nephrin expression and fewer electron-dense slit
diaphragms compared with patients without diabetes and minimal
nephropathic changes or controls (67). Furthermore, nephrin
excretion is raised 17-30% in patients with diabetes (with and
without albuminuria) compared with that in individuals without
diabetes. Thus, nephrin excretion could be an early finding of
podocyte injury, even before the onset of albuminuria (13, 14).
Treatment with blockers of the renin-angiotensin-aldosterone system
might help protect nephrin expression. In a study of patients with
type 2 diabetes, treatment with an angiotensin-converting-enzyme
inhibitor for 2 years maintained nephrin expression at control
levels compared with that in untreated patients with diabetes (23).
By contrast, the expression of two other important podocyte and
slit diaphragm proteins, podocin and CD2AP, was similar in the
three groups. Comparable decreases in renal nephrin expression were
reported in other studies of diabetic nephropathy (68, 69).
6.13 Genetic susceptibility
Genotype seems to be an important determinant of
both incidence and severity of diabetic nephropathy (9, 31, 70).
The increase in risk cannot be explained by the duration of
diabetes or hypertension, or the degree of glycemic control.
Environmental and genetic factors must, therefore, have roles in
the pathogenesis of diabetic nephropathy. In patients with type 1
or type 2 diabetes, the likelihood of developing diabetic
nephropathy is markedly increased in those who have a sibling or
parent with diabetic nephropathy (71, 72). One study evaluated Pima
Indian families in whom two successive generations had type 2
diabetes (72). The likelihood of the offspring developing overt
proteinuria was 14% if neither parent had proteinuria, 23% if one
parent had proteinuria and 46% if both parents had proteinuria.
Advances in molecular genetics have led to the
development of a system for genotyping single-nucleotide
polymorphisms and have enabled exploration of loci involved in
diabetic nephropathy in genome-wide association studies. In the
search for susceptibility genes for microvascular complications of
diabetes in Pima Indians, four loci on chromosomes 3, 7, 9 and 20
were identified (73). Additional loci are identified as diabetic
nephropathy susceptibility genes areas on chromosomes 7q21.3,
10p15.3, 14q23.1 and 18q22.3 (74, 75).
Association studies of candidate genes have been
the most common approach to identify genes involved in
susceptibility to diabetic nephropathy. The greatest risks seem to
be associated with genes encoding angiotensinconverting enzyme,
angiotensin II receptor, cytokines, proteins involved in glucose or
lipid metabolism, and extracellular matrix proteins.
The angiotensin-converting-enzyme gene (ACE)
polymorphism has been explored in several studies. The
insertion-deletion polymorphism is responsible for the difference
between individuals in plasma levels of angiotensin-converting
enzyme. In patients with type 2 diabetes, the DD polymorphism of
the ACE gene has been associated with an increased risk of
developing diabetic nephropathy, severe proteinuria, progressive
renal failure, and of mortality during dialysis (76-78). In
addition, an analysis of more than 1,000 white patients with type 1
diabetes showed a strong correlation between genetic variation in
the ACE gene and the development of nephropathy (79). Other studies
have, however, produced conflicting data. A critical review of 19
studies that examined a possible link between this gene and
diabetic nephropathy failed to confirm an association among white
people with either type 1 or type 2 diabetes, although a possible
association in Asians could not be excluded (78). Ongoing studies
are taking a multigene approach, since the likelihood of diabetic
nephropathy being a single-gene disease is low.
6.14 Conclusions
While progression to diabetic nephropathy cannot
yet be prevented, the pathogenesis is better characterized than a
decade ago. The hemodynamic changes of glomerular hyperperfusion
and hyperfiltration become evident before the earliest measurable
clinical signs of nephropathy but do not predict the demise of
kidney function. Various structural changes, including podocyte
foot process effacement, decrease in podocyte number, thickening of
the glomerular basement membrane and mesangial expansion, all occur
with the early changes. These features, when assessed
independently, cannot, however, predict disease progression.
Hyperglycemia plays a central part in a cascade of damaging effects
mediated by cytokines and growth factors that produces oxidative
stress, abnormal glycosylation, lipid peroxidation, and the
production of further inflammatory elements. With the anticipated
completion of current studies that are evaluating the genetics of
nephropathy in the next 2-4 years, understanding of how to
integrate genetic and environmental susceptibility factors into
risk assessment should be improved. This knowledge should give
clinicians the ability to predict earlier who will develop
nephropathy and, therefore, improve prevention of this devastating
disease.
Key points
- Microalbuminuria is not a predictor of
nephropathy development in individuals with diabetes
- Multiple mechanisms are operative in diabetes
that are related to injury to the kidney and, in susceptible
individuals, contribute to nephropathy development
- Defects in nephrin and podocin are central to
the development of macroalbuminuria and associated with nephropathy
progression
- Abnormally high concentrations of lipids
contribute to β-cell injury and development of albuminuria
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